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A partnership that can pay dividends

July 2009

Investment managers around the world have been, and still are, faced with some of the most challenging capital market conditions seen during their working lives. For the majority, one message has been made abundantly clear - managing assets for clients and consistently delivering benchmark, or better, returns is a very difficult task. As a private investor, to manage your own assets is an even greater challenge. Typically, you may not have the time to devote to your investments and cannot monitor the progress of your portfolio consistently nor pro-actively respond to the fast-changing events we have seen in recent times. Or you may have particular investment objectives you require help to achieve such as generating income or managing pension assets to meet your future financial needs in retirement.

It is understandable that more and more people are now choosing to delegate the day-to-day management and administration of their investments to someone with more experience and time. As a result of the market downturn impacting on investment portfolios, more and more potential investors are now looking for a qualified investment professional who will work closely with them to tailor an appropriate investment portfolio, and then manage it for them. This approach is known in the industry as a discretionary investment management service or, as we like to call it, a wealth management service. To put it simply, you delegate to the investment manager the authority, or the discretion, to make day-to-day investment decisions on your behalf, without obtaining prior approval ahead of each trade. At Fairbairn Private Bank we take this duty of care very seriously and manage all of our clients’ assets in line with our three fundamental investment principles:

  1. Asset allocation is the key driver of investment performance
  2. Multi–asset class investing diversifies risk and maximises the opportunities to deliver attractive risk adjusted returns
  3. Passive or index tracking funds will commonly out perform actively managed funds in developed markets.

We consider this investment philosophy and investment process to be well placed to manage assets in the current environment.  And we really do practice what we preach. Our wealth management service embraces the principles of asset allocation, thus diversifying risk by spreading investments across different themes and markets and optimising returns through tactical asset allocation. While we can never remove the possibility of short periods of negative returns in certain market conditions, over time our three principles have proven to create an ideal methodology for optimising investment return for given levels of investor risk.

As ever, the key to successful investment performance is managing the delicate balance between risk and return. Therefore it is essential for us, as wealth managers, to ascertain your attitude to risk before building an investment solution. Our ‘core and explore’ investment strategy offers an extremely flexible framework for constructing your investment portfolio. Your core investment is allocated across all the major markets and asset classes, being: cash, bonds, commercial property, equities and alternative investments. The ‘explore’ element of your portfolio allows you to do exactly that: explore. By introducing satellite investments to your core, you can gain access to specific investment themes with the aim of maximising risk-adjusted returns. The ‘core and explore’ approach fosters an environment in which we can work closely together to define investment goals and share strategy development.

With interest rates at an all time low around the world, and with the outlook that this environment will prevail for some time to come, the quest to achieve investment returns ahead of cash is at the forefront of many investors’ minds. Our wealth management service is designed to offer the opportunity to capture enhanced returns above cash, with the target level of return dictated by the level of risk you are prepared to take. As an example, if you had a low risk outlook, and want to target a higher yield from your cash-based assets, then our bond portfolio might be suitable for you. The portfolio has been established for investors who have previously been reliant on cash returns and are now looking to increase investment income whilst taking minimal risk. It aims to deliver returns in excess of cash within a standard deviation* range of 3% to 7%. At the other end of the risk spectrum, our higher risk strategy aims to deliver a return of 4% over cash within a standard deviation range of 14% or more.

The fees for our core and explore based wealth management service range from 0.65% to 0.95% per annum, depending on the value of the portfolio, whilst our bond portfolio fees are 0.5% of the portfolio value. We believe these fees are excellent value for money and we are committed to controlling costs within portfolios to ensure overall returns are not impaired by unnecessary expenses. The use of passive or index tracking funds is one of our core principles and their use allows us to capture ‘market returns’ at considerably lower costs than those incurred by using actively managed funds.

To help emphasise the importance of asset allocation and the limitations of active management, academic research has demonstrated that asset allocation, in contrast to active management (or effective market timing), is the main determinant of investment return**. This explains the steadily rising popularity of using index tracking funds to facilitate effective asset allocation – our preferred wealth management style.

If our wealth management service appeals to you, and you have a minimum of £100,000 to invest, please call us on +44 (0) 1624 645000.

The value of investments and the income from them can fall as well as rise and you may not get back the original amount invested. The use of structured products within our portfolios results in investors being exposed to counterparty risk. This means investors are exposed to the creditworthiness of the counterparty bank which may vary over the term of the portfolio. If the counterparty bank defaults on the structured product, investors may lose their investment, although we will only structure such products through banks with a minimum "A" credit rating. Exchange rate changes may affect the value of investments.

* Standard deviation is a measure of how widely "spread out" the returns of an investment are. The more spread out the returns are, the bigger and more frequent the losses on that investment. An investment's return over a year will be within one standard deviation of its expected return roughly two-thirds of the time, and within two standard deviations roughly 95% of the time. So, for example, if an investment has an expected return of 6%, with a standard deviation of 2%, then its return should be between 4% and 8% two-thirds of the time; and between 2% and 10%, 95% of the time.

** Brinson, Beebower and Singer Financial Analyst Journal June 1991; Ibbotson & Kaplan AIMR 2000